SEC Form 4 · accession 0001019056-16-001175
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karla Frieders
Officer — Chief Merchandising Officer
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 12:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Mar 10, 2016 | M | 33,750 | $5.56 | A | 97,190 | D | |
| Common Stock, par value $0.0001 per shareF1 | Mar 10, 2016 | F | 18,104 | $35.94 | D | 79,086 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.56 | Mar 10, 2016 | M | 33,750 | D | Apr 1, 2013 | Apr 1, 2016 | Common Stock | 33,750 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of a stock option.