SEC Form 4 · accession 0001019056-16-001168
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward R. Rosenfeld
Officer — CEO and Chairman of the Board · Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Mar 7, 2016 | M | 225,000 | $5.56 | A | 670,517 | D | |
| Common Stock, par value $0.0001 per shareF1 | Mar 7, 2016 | F | 138,252 | $36.13 | D | 532,265 | D | |
| Common Stock, par value $0.0001 per shareF2 | Mar 7, 2016 | F | 1,836 | $36.13 | D | 530,429 | D | |
| Common Stock, par value $0.0001 per shareF3 | Mar 7, 2016 | F | 2,069 | $36.13 | D | 528,360 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.56 | Mar 7, 2016 | M | 225,000 | D | Apr 1, 2013 | Apr 1, 2016 | Common Stock | 225,000 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of a stock option.
- F2Represents shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of 4,453 shares of restricted common stock.
- F3Represents shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of 5,065 shares of restricted common stock.