SEC Form 4 · accession 0001019056-16-001158
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amelia Varela
Officer — President
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Mar 3, 2016 | M | 63,283 | $0.00 | A | 125,939 | D | |
| Common Stock, par value $0.0001 per shareF1 | Mar 3, 2016 | F | 24,444 | $35.10 | D | 101,495 | D | |
| Common Stock, par value $0.0001 per share | Mar 3, 2016 | S | 15,000 | $34.96 | D | 86,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.56 | Mar 3, 2016 | M | 63,283 | D | Apr 1, 2013 | Apr 1, 2016 | Common Stock | 63,283 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of a stock option.
- F2The number of shares previously reported under this option is 42,189 shares at an exercise price of $8.34 per share. Such amount was adjusted to reflect a three-for-two stock split (effected as a stock dividend) that occurred on October 1, 2013, resulting in 63,283 shares exercisable at an exercise price of $5.56 per share.