SEC Form 4 · accession 0001019056-15-000697
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward R. Rosenfeld
Officer — CEO and Chairman of the Board · Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Aug 14, 2015 | M | 112,500 | $5.56 | A | 396,955 | D | |
| Common Stock, par value $0.0001 per shareF1 | Aug 14, 2015 | F | 69,692 | $40.08 | D | 327,263 | D | |
| Common Stock, par value $0.0001 per shareF2 | Aug 14, 2015 | S | 15,000 | $39.71 | D | 312,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.56 | Aug 14, 2015 | M | 112,500 | D | Apr 1, 2013 | Apr 1, 2016 | Common Stock | 112,500 | 225,000 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of a stock option.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.67 to $39.76, inclusive. The reporting person undertakes to provide to Steven Madden, Ltd. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The number of shares previously reported under this option is 100,000 shares at an exercise price of $18.78 per share. Such amount was adjusted to reflect each of 3 three-for-two stock splits (each effected as a stock dividend) that occurred on April 30, 2010, May 31, 2011 and October 1, 2013, resulting in 337,500 shares exercisable.