SEC Form 4 · accession 0001019056-15-000361
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Madden
Director
Period of report
Aug 26, 2014
Accepted (ET)
Apr 3, 2015 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F2,F3 | Aug 26, 2014 | S | 8,000 | $35.17 | D | 52,012 | I | By JLM Consultants Inc. |
| Common Stock, par value $0.0001 per shareF4 | Aug 29, 2014 | S | 4,000 | $34.01 | D | 48,012 | I | By JLM Consultants Inc. |
| Common Stock, par value $0.0001 per shareF5 | Mar 2, 2015 | S | 12,000 | $36.32 | D | 36,012 | I | By JLM Consultants Inc. |
| Common Stock, par value $0.0001 per share | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.13 to $35.23, inclusive. The reporting person undertakes to provide to Steven Madden, Ltd. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2On October 1, 2013, the Company effected a three-for-two stock split (effected as a stock dividend), which resulted in JLM Consultants Inc. receiving 20,004 additional shares of common stock of the Company.
- F3JLM Consultants Inc. is a corporation wholly owned by John L. Madden.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.80 to $34.25, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.06 to $36.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.