SEC Form 4 · accession 0001019056-15-000322
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Madden
10% Owner
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Mar 17, 2015 | M | 337,503 | $5.72 | A | 4,640,478 | D | |
| Common Stock, par value $0.0001 per share | Mar 17, 2015 | M | 168,750 | $15.33 | A | 4,809,228 | D | |
| Common Stock, par value $0.0001 per share | Mar 17, 2015 | M | 225,000 | $23.75 | A | 5,034,228 | D | |
| Common Stock, par value $0.0001 per share | Mar 17, 2015 | M | 150,000 | $25.99 | A | 5,184,228 | D | |
| Common Stock, par value $0.0001 per shareF1 | Mar 17, 2015 | F | 654,152 | $37.47 | D | 4,530,076 | D | |
| Common Stock, par value $0.0001 per shareF2 | holding | — | — | — | 1,658,062 | I | By BOCAP Corp. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.72 | Mar 17, 2015 | M | 337,503 | D | Apr 29, 2013 | Apr 29, 2015 | Common Stock | 337,503 | 0 | D |
| Stock Option (Right to Buy) | $15.33 | Mar 17, 2015 | M | 168,750 | D | May 28, 2011 | May 28, 2017 | Common Stock | 168,750 | 0 | D |
| Stock Option (Right to Buy) | $23.75 | Mar 17, 2015 | M | 225,000 | D | May 27, 2012 | Jun 2, 2018 | Common Stock | 225,000 | 0 | D |
| Stock Option (Right to Buy) | $25.99 | Mar 17, 2015 | M | 150,000 | D | May 25, 2013 | Jun 4, 2019 | Common Stock | 150,000 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of stock options.
- F2BOCAP Corp. is a corporation wholly owned by the reporting person.