SEC Form 4 · accession 0001019056-15-000320
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward R. Rosenfeld
Officer — CEO and Chairman of the Board · Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Mar 16, 2015 | S | 12,000 | $36.84 | D | 277,118 | D | |
| Common Stock, par value $0.0001 per shareF1 | Mar 16, 2015 | F | 9,626 | $36.65 | D | 267,492 | D | |
| Common Stock, par value $0.0001 per share | Mar 16, 2015 | M | 45,000 | $5.38 | A | 312,492 | D | |
| Common Stock, par value $0.0001 per shareF2 | Mar 16, 2015 | F | 28,037 | $36.65 | D | 284,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.38 | Mar 16, 2015 | M | 45,000 | D | Mar 24, 2013 | Mar 24, 2015 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of 23,250 shares of restricted common stock.
- F2Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of a stock option.