SEC Form 4 · accession 0001019056-15-000300
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arvind Dharia
Officer — Chief Financial Officer
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Mar 11, 2015 | A | 5,506 | $0.00 | A | 148,585 | D | |
| Common Stock, par value $0.0001 per shareF2 | Mar 12, 2015 | S | 10,624 | $37.25 | D | 137,961 | D | |
| Common Stock, par value $0.0001 per shareF3 | Mar 12, 2015 | S | 12,500 | $37.14 | D | 125,461 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects restricted stock grant made to the reporting person on March 11, 2015 under the Steven Madden, Ltd. 2006 Stock Incentive Plan (the "Plan"), which stock will vest in four (4) annual installments as follows: 1,376 shares on December 15, 2015; 1,376 shares on December 15, 2016; 1,377 shares on December 15, 2017; and 1,377 shares on December 15, 2018, subject to forfeiture pursuant to the terms of the Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.24 to $37.26, inclusive. The reporting person undertakes to provide to Steven Madden, Ltd., any security holder of Steven Madden, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.28, inclusive. The reporting person undertakes to provide to Steven Madden, Ltd., any security holder of Steven Madden, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.