SEC Form 4 · accession 0001019056-15-000285
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amelia Varela
Officer — EVP of Wholesale
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 67,503 | $5.72 | A | 114,830 | D | |
| Common StockF1 | Mar 3, 2015 | S | 67,503 | $35.82 | D | 47,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $5.72 | Mar 3, 2015 | M | 67,503 | D | Apr 29, 2013 | Apr 29, 2015 | Common Stock | 67,503 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.73 to $36.01, inclusive. The reporting person undertakes to provide to Steven Madden, Ltd., any security holder of Steven Madden, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The number of shares previously reported as remaining under this option is 30,001 shares at an exercise price of $12.88 per share. Such amount and such exercise price were adjusted to reflect each of 2 three-for-two stock splits (each effected as a stock dividend) that occurred on May 31, 2011 and October 1, 2013, resulting in 67,503 shares exercisable at an exercise price of $5.72 per share.