SEC Form 4 · accession 0001209191-17-001099
EXACTECH INC · EXAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel C Phillips
Officer — EVP/CFO/Treasurer
Period of report
Dec 9, 2016
Accepted (ET)
Jan 4, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | G | 500 | $0.00 | D | 100,797 | D | |
| Common Stock | Dec 23, 2016 | G | 1,475 | $0.00 | D | 99,322 | D | |
| Common Stock | Dec 30, 2016 | A | 357 | $15.43 | A | 99,679 | D | |
| Common Stock | Dec 23, 2016 | G | 1,475 | $0.00 | A | 18,400 | I | by children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Option (right to buy) | $18.95 | holding | — | — | — | Feb 28, 2014 | Feb 28, 2017 | Common Stock | 5,500 | 5,500 | D |
| Incentive/Non-Qualified Option (right to buy)F2 | $16.33 | holding | — | — | — | Feb 22, 2017 | Feb 22, 2019 | Common Stock | 45,000 | 45,000 | D |
| Non-Qualified Option (right to buy)F3 | $18.55 | holding | — | — | — | Feb 25, 2018 | Feb 25, 2020 | Commons Stock | 26,000 | 26,000 | D |
| Non-Qualified Option (right to buy)F4 | $20.90 | holding | — | — | — | May 9, 2019 | May 9, 2021 | Common Stock | 24,000 | 24,000 | D |
| Non- Qualified Option (right to buy)F5 | $23.28 | holding | — | — | — | Apr 29, 2020 | Apr 29, 2022 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Such shares were acquired pursuant to the Issuer's 2009 Employee Stock Purchase Plan.
- F2Such options are currently exercisable as regards 36,000 of the covered shares. The remaining options are exercisable, as regards 9,000 of the covered shares, on the fifth anniversary of the date of grant.
- F3Such options are currently exercisable as regards 15,600 of the covered shares. The remaining options are exercisable, as regards 5,200 of the covered shares on the fourth anniversary of the date of grant, and as regards 5,200 of the covered shares, on the fifth anniversary of the date of grant.
- F4Such options are currently exercisable as regards 9,600 of the covered shares. The remaining options are exercisable, as regards 4,800 of the covered shares, on the third anniversary of the date of grant, as regards 4,800 of the covered shares on the fourth anniversary of the date of grant, and as regards 4,800 of the covered shares, on the fifth anniversary of the date of grant.
- F5Such options are currently exercisable as regards 4,000 of the covered shares. The remaining options are exercisable, as regards 4,000 of the covered shares, on the second anniversary of the date of grant, as regards 4,000 of the covered shares, on the third anniversary of the date of grant, as regards 4,000 of the covered shares on the fourth anniversary of the date of grant, and as regards 4,000 of the covered shares, on the fifth anniversary of the date of grant.