SEC Form 4 · accession 0001140361-16-053640
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Witney
Officer — President and CEO · Director
Period of report
Feb 13, 2016
Accepted (ET)
Feb 17, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2016 | F | 12,206 | $14.09 | D | 382,801 | D | |
| Common StockF2 | Feb 13, 2016 | F | 3,261 | $14.09 | D | 379,540 | D | |
| Common StockF2 | Feb 14, 2016 | F | 5,638 | $14.09 | D | 373,902 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of performance restricted stock units granted on February 13, 2014 and determined to be earned on February 8, 2016 with respect to Dr. Witney's 2015 performance.
- F2Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previously granted.