SEC Form 4 · accession 0001140361-16-051547
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gavin Wood
Officer — EVP, Chief Financial Officer
Period of report
Feb 7, 2016
Accepted (ET)
Feb 10, 2016 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2016 | F | 671 | $0.00 | D | 95,351 | D | |
| Common StockF2 | Feb 8, 2016 | A | 29,859 | $0.00 | A | 125,210 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previously granted.
- F2On February 8, 2016, this number of perfomance-based restricted stock units was determined to be earned with respect to the performance period ending December 31, 2015. These earned restricted stock units will vest annually over three years commencing on February 19, 2016.