SEC Form 4 · accession 0001140361-15-042213
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gavin Wood
Officer — Chief Financial Officer
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 17, 2015 | F | 598 | $9.07 | D | 96,022 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units preveiously granted.
- F2Includes 750 shares purchased through the Employee Stock Purchase Plan of Affymetrix, Inc. (the "ESPP") on November 3, 2015.