SEC Form 4 · accession 0001140361-15-028207
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Witney
Officer — President and CEO · Director
Period of report
Jul 20, 2015
Accepted (ET)
Jul 21, 2015 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 20, 2015 | S | 37,991 | $11.20 | D | 359,100 | D | |
| Common StockF3 | Jul 21, 2015 | F | 19,568 | $11.19 | D | 339,532 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a 105-1 Trading Plan.
- F2These sales were executed in multiple trades ranging from $11.11 to $11.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- F3Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previously granted.