SEC Form 4 · accession 0001140361-15-025158
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Weber
Officer — EVP, Chief Commercial Officer
Period of report
Jun 22, 2015
Accepted (ET)
Jun 23, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2015 | M | 13,390 | $3.86 | A | 139,772 | D | |
| Common StockF1 | Jun 22, 2015 | S | 33,879 | $12.00 | D | 105,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $3.86 | Jun 22, 2015 | M | 13,390 | D | — | Dec 15, 2018 | Common Stock | 13,390 | 69,429 | D |
Explanation of responses
- F1Sold pursuant to a Rule 10b5-1 trading plan.
- F2Stock option becomes exercisable in equal annual installments over four years from the grant date of December 15, 2011.