SEC Form 4 · accession 0001140361-15-020438
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson C Chan
Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | A | 7,579 | $0.00 | A | 53,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $12.37 | May 13, 2015 | A | 5,053 | A | — | May 13, 2022 | Common Stock | 5,053 | 5,053 | D |
Explanation of responses
- F1Restricted stock units vest on the earlier of (1) the 2016 Annual Stockholders' Meeting or (2) the first anniversary of the grant date.
- F2Stock option becomes exercisable on the earlier of (1) the 2016 Annual Stockholders' Meeting or (2) the first anniversary of the grant date.