SEC Form 4 · accession 0001140361-15-008070
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gavin Wood
Officer — EVP, Chief Financial Officer
Period of report
Feb 19, 2015
Accepted (ET)
Feb 19, 2015 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2015 | A | 13,600 | $0.00 | A | 97,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Comon StockF3 | $11.88 | Feb 19, 2015 | A | 25,000 | A | — | Feb 19, 2022 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1This Form 4 does not include 27,300 performance-based restricted stock units granted on February 19, 2015. These shares will be reported on subsequent Form 4s if and when the performance criteria are met.
- F2Restricted stock units vest in equal annual installments over four years from the grant date of February 19, 2015.
- F3Stock option becomes exercisable in equal annual installments over four years from the grant date of February 19, 2015.