SEC Form 4 · accession 0001140361-15-007810

AFFYMETRIX INC · AFFX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Chief Financial Officer

Period of report

Feb 13, 2015

Accepted (ET)

Feb 18, 2015 · 4:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000913077

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 13, 2015	F	7,518	$11.45	D	86,209	D
Common Stock^F2	Feb 13, 2015	F	1,880	$11.45	D	84,329	D
Common Stock^F2	Feb 17, 2015	F	170	$11.77	D	84,159	D
Common Stock	Feb 17, 2015	M	1,300	$5.31	A	85,459	D
Common Stock^F3	Feb 17, 2015	S	1,300	$11.40	D	84,159	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F4	$5.31	Feb 17, 2015	M	1,300	D	—	Feb 17, 2018	Common Stock	1,300	3,900	D

F1Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of performance restricted stock units granted on February 13, 2014 and determined to be earned on February 2, 2015 with respect to Mr. Wood's 2014 performance.
F2Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previoulsy granted.
F3Sold pursuant to a 10b5-1 Trading Plan.
F4Stock option became exercisable in equal annual installments over four years from the grant date of February 17, 2011.