SEC Form 4 · accession 0001140361-15-007808
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J. Last
Officer — EVP, Chief Operating Officer
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | F | 7,509 | $11.45 | D | 164,717 | D | |
| Common StockF2 | Feb 13, 2015 | F | 2,190 | $11.45 | D | 162,527 | D | |
| Common StockF2 | Feb 14, 2015 | F | 2,837 | $11.45 | D | 159,690 | D | |
| Common StockF2 | Feb 17, 2015 | F | 940 | $11.77 | D | 158,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of performance restricted stock units granted on February 13, 2014 and determined to be earned on February 2, 2015 with respect to Dr. Last's 2014 performance.
- F2Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previously granted.