SEC Form 4 · accession 0001140361-15-002351
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gavin Wood
Officer — EVP, Chief Financial Officer
Period of report
Jan 20, 2015
Accepted (ET)
Jan 21, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | M | 22,500 | $5.57 | A | 76,862 | D | |
| Common StockF1 | Jan 20, 2015 | S | 22,500 | $11.77 | D | 54,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $5.57 | Jan 20, 2015 | M | 22,500 | D | — | Aug 30, 2020 | Common Stock | 22,500 | 67,500 | D |
Explanation of responses
- F1Sold pursuant to a 10b5-1 Trading Plan.
- F2Stock option becomes exercisable in equal annual installments over four years from the grant date of August 30, 2013.