SEC Form 4 · accession 0000950103-15-004934
AFFYMETRIX INC · AFFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Weber
Officer — EVP, Chief Commercial Officer
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 18, 2015 | M | 4,001 | $3.86 | A | 137,912 | D | |
| Common StockF2 | Jun 18, 2015 | S | 8,873 | $12.00 | D | 129,039 | D | |
| Common Stock | Jun 19, 2015 | M | 3,180 | $3.86 | A | 132,219 | D | |
| Common StockF2 | Jun 19, 2015 | S | 5,887 | $12.00 | D | 126,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF3 | $3.86 | Jun 18, 2015 | M | 4,001 | D | — | Dec 15, 2018 | Common Stock | 4,001 | 85,999 | D |
| Option to Purchase Common StockF3 | $3.86 | Jun 19, 2015 | M | 3,180 | D | — | Dec 15, 2018 | Common Stock | 3,180 | 82,819 | D |
Explanation of responses
- F1Includes 493 shares purchased through the Employee Stock Purchase Plan of Affymetrix, Inc. on May 14, 2015.
- F2Sold pursuant to a Rule 10b5-1 trading plan.
- F3Stock option becomes exercisable in equal annual installments over four years from the grant date of December 15, 2011.