SEC Form 5 · accession 0001214659-19-000653
UFP INDUSTRIES INC · UFPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Mordell
Officer — Exec VP International Ops
Period of report
Dec 29, 2018
Accepted (ET)
Jan 30, 2019 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2018 | A | 207 | $25.69 | A | 17,999 | I | Def. Comp. Interest |
| Common StockF1 | Dec 29, 2018 | J | 3 | $0.00 | A | 3,724 | I | By 401(k) Plan |
| Common Stock | holding | — | — | — | 9,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Dec 15, 2018 | A | 788 | A | — | — | Common Stock | 788 | 69,043 | D |
| Phantom Stock UnitsF2,F4 | — | Dec 15, 2018 | A | 39 | A | — | — | Common Stock | 39 | 3,420 | D |
Explanation of responses
- F1Reflects non-discretionary transactions in account pursuant to the Company's profit sharing and 401(k) Retirement Plan
- F21-for-1
- F3The phantom stock units were accrued under the Company's Deferred Compensation Plan and are payable in shares of the Company's common stock until the reporting person's death, disability or retirement.
- F4The phantom stock units were accrued under the Company's Deferred Stock Bonus Plan and are payable in shares of the Company's common stock until the reporting person's death, disability or retirement