SEC Form 5 · accession 0001214659-19-000650
UFP INDUSTRIES INC · UFPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald L James
Officer — XVP Natl Retail Sales & Mktg
Period of report
Dec 29, 2018
Accepted (ET)
Jan 30, 2019 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 29, 2018 | J | 89 | $0.00 | D | 14,119 | I | By 401(k) Plan |
| Common Stock | Dec 15, 2018 | A | 213 | $25.69 | A | 18,495 | I | Def Comp Interest |
| Common StockF1 | holding | — | — | — | 28,017 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4 | — | Dec 15, 2018 | A | 236 | A | — | — | Common Stock | 236 | 20,834 | D |
Explanation of responses
- F1Reflects the accuracy of direct ownership shares of UFPI
- F2Reflects non-discretionary transactions affected in account pursuant to the terms of the Company's Profit Sharing and 401(k) Retirement Plan
- F31-for-1
- F4The phantom stock units were accrued under the Company's Deferred Compensation Plan and are payable in shares of the Company's Common Stock until the reporting person's death, disability or retirement.