SEC Form 5 · accession 0001214659-18-000396
UFP INDUSTRIES INC · UFPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Cole
Officer — Chief Financial Officer
Period of report
Dec 30, 2017
Accepted (ET)
Jan 12, 2018 · 10:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2017 | J | 15 | — | A | 28,125 | I | 401(k) Plan |
| Common Stock | Dec 15, 2017 | A | 82 | $38.15 | A | 18,757 | I | Def Comp Interest |
| Common Stock | holding | — | — | — | 83,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Dec 15, 2017 | A | 114 | A | — | — | Common Stock | 114 | 26,013 | D |
| Phantom Stock UnitsF2,F4 | — | Dec 15, 2017 | A | 17 | A | — | — | Common Stock | 17 | 3,434 | D |
Explanation of responses
- F1Reflects non-discretionary transactions affected in account pursuant to the terms of the Company's Profit Sharing and 401(k) Retirement Plan.
- F21-for-1
- F3The phantom stock units were accrued under the Company's Deferred Compensation Plan and are payable in shares of the Company's common stock until the reporting person's death, disability or retirement.
- F4The phantom stock units were accrued under the Company's Deferred Stock Bonus Plan and are payable in shares of the Company's common stock until the reporting person's death, disability or retirement.