SEC Form 5 · accession 0001214659-18-000376
UFP INDUSTRIES INC · UFPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald L James
Officer — Exec VP National Sales
Period of report
Dec 30, 2017
Accepted (ET)
Jan 12, 2018 · 9:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2017 | J | 61 | — | D | 14,030 | I | 401(k) Plan |
| Common Stock | Dec 15, 2017 | A | 74 | $38.15 | A | 16,958 | I | Def Comp Interest |
| Common Stock | holding | — | — | — | 32,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Dec 15, 2017 | A | 83 | A | — | — | Common Stock | 83 | 18,771 | D |
Explanation of responses
- F1Reflects non-discretionary transactions affected in account pursuant to the terms of the Company's Profit Sharing and 401(k) Retirement Plan.
- F21-for-1
- F3The phantom stock units were accrued under the Company's Deferred Compensation Plan and are payable in shares of the Company's common stock until the reporting person's death, disability or retirement.