SEC Form 5 · accession 0001214659-17-001005
UFP INDUSTRIES INC · UFPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan E. West
Officer — XVP UFP Eastern Div - South
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 9:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | A | 30 | $102.93 | A | 3,348 | I | Def Comp Interest |
| Common StockF1 | Dec 31, 2016 | J | 57 | — | A | 1,261 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 6,762 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Dec 15, 2016 | A | 32 | A | — | — | Common Stock | 32 | 3,567 | D |
Explanation of responses
- F1Reflects non-discretionary transactions affected in account pursuant to the terms of the Company's 401(k) Retirement Plan.
- F21-for-1
- F3The phantom stock units were accrued under the Company's Deferred Compensation Plan and are payable in shares of the Company's common stock until the reporting person's death, disability or retirement.