SEC Form 4/A · accession 0001214659-16-009404
UFP INDUSTRIES INC · UFPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles Scott Greene
Officer — President, UFP Eastern Div
Period of report
Aug 23, 2010
Accepted (ET)
Feb 9, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2010 | J | 9,928 | — | D | 21,806 | D | |
| Common Stock | Nov 2, 2010 | M | 2,133 | $14.13 | A | 23,939 | D | |
| Common Stock | Nov 2, 2010 | F | 2,133 | $31.00 | D | 21,806 | D | |
| Common Stock | holding | — | — | — | 13,803 | I | P/S Plan | |
| Common Stock | holding | — | — | — | 359 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,007 | I | Def Comp Interest |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Forward Contract (right/obligation to sell)F2 | — | Aug 23, 2010 | J | 9,928 | D | — | — | Common | — | 0 | D |
| E'ee Stock Option (Right to Buy) | $14.125 | Nov 2, 2010 | M | 2,133 | D | Jan 31, 2004 | Jan 31, 2011 | Common | 2,133 | 0 | D |
Explanation of responses
- F1Reflects the settlement of the Forward Contract referenced in Table II, and the release of any deemed interest in the 9,928 shares delivered in connection with the settlement of the Forward Contract.
- F2Effective August 23, 2010, Charles Scott Greene settled his obligations under a prepaid variable forward sale contract ("Forward Contract") entered into on August 23, 2005 with Bear Stearns & Co., Inc. ("Bear"). As of that date, Mr. Greene settled his obligations by delivering 9,928 shares of issuer stock, which were previously pledged to Bear.