SEC Form 5 · accession 0001214659-15-000588
UFP INDUSTRIES INC · UFPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald L James
Officer — Exec VP National Sales
Period of report
Dec 27, 2014
Accepted (ET)
Jan 27, 2015 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 27, 2014 | J | 60 | — | A | 4,768 | I | 401(k) Plan |
| Common Stock | Dec 15, 2014 | A | 48 | $49.299 | A | 3,863 | I | Def Comp Interest |
| Common StockF1 | holding | — | — | — | 10,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4 | — | Dec 15, 2014 | A | 35 | A | — | — | Common Stock | 35 | 2,943 | D |
Explanation of responses
- F1Includes 395 shares previously held in the Executive Stock Grant Plan which were distributed to the reporting person on February 1, 2014 and are now owned directly.
- F2Reflects non-discretionary transactions affected in account pursuant to the terms of the Company's 401(k) Retirement Plan.
- F31-for-1
- F4The phantom stock units were accrued under the Company's Deferred Compensation Plan and are payable in shares of the Company's Common Stock until the reporting person's death, disability or retirement.