SEC Form 5/A · accession 0001214659-15-000260
UFP INDUSTRIES INC · UFPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
David A. Tutas
Officer — VP Legal, Gen Csl, Secty
Period of report
Dec 28, 2013
Accepted (ET)
Jan 12, 2015 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 13 | J | 16 | — | A | 1,374 | I | 401(k) Plan |
| Common Stock | Dec 28, 13 | A | 16 | $48.799 | A | 1,869 | I | Def Comp Interest |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Dec 15, 2013 | A | 28 | A | — | — | Common Stock | 28 | 1,769 | D |
Explanation of responses
- F1Reflects non-discretionary transactions affected in account pursuant to the terms of the Company's 401(k) Retirement Plan.
- F21-for-1
- F3The phantom stock units were accrued under the Company's Deferred Compensation Plan and are payable in shares of the Company's Common Stock until the reporting person's death, disability or retirement.