SEC Form 4 · accession 0001127602-19-000747
LAUREATE EDUCATION, INC. · LAUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose Roberto Loureiro
Officer — Chief Executive Officer Brazil
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 31, 2018 | M | 401 | $0.00 | A | 33,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 31, 2018 | M | 401 | D | — | — | Class A Common Stock | 401 | 401 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. On June 14, 2017, the reporting person was awarded 1,204 RSUs which vested (or will vest) in one-third annual installments on each December 31, 2017, December 31, 2018, and December 31, 2019, subject to the reporting person's continued employment by the Company.