SEC Form 4 · accession 0001127602-18-010951
LAUREATE EDUCATION, INC. · LAUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricardo M. Berckemeyer
Officer — President & COO
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 7, 2018 | A | 36,684 | $0.00 | A | 42,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $13.97 | Mar 7, 2018 | A | 66,489 | A | — | Mar 7, 2028 | Class A Common Stock | 66,489 | 66,489 | D |
Explanation of responses
- F1Subject to the reporting person's continued employment with Laureate Education, Inc., these options will become exercisable in three equal annual installments beginning on December 31, 2018.