SEC Form 4/A · accession 0001127602-17-027520
LAUREATE EDUCATION, INC. · LAUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert W Zentz
Officer — Sr. VP
Period of report
Jun 14, 2017
Accepted (ET)
Sep 15, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912766
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $17.89 | Jun 14, 2017 | A | 11,758 | A | — | Jun 14, 2027 | Class A Common Stock | 11,758 | 11,758 | D |
Explanation of responses
- F1Subject to the reporting person's continued employment with the Company, these options will become exercisable in three equal annual installments beginning on December 31, 2017.
- F2The Employee Stock Option (right to buy) (the "Option") reported herein was previously reported on the Reporting Person's Form 4 filed on 6/16/2017. That Form 4 omitted the Option's expiration date which is being added by this amendment.
Remarks
On September 13, 2017, the Reporting Person resigned as Secretary and General Counsel of Laureate Education, Inc.