SEC Form 4 · accession 0001127602-17-027272
LAUREATE EDUCATION, INC. · LAUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoria E Silbey
Officer — Sr. VP, Secretary, CLO
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912766
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 7, 2017 | A | 9,088 | A | — | — | Class A Common Stock | 9,088 | 9,088 | D |
| Employee Stock Options (Right to Buy)F2 | $14.58 | Sep 7, 2017 | A | 17,053 | A | — | Sep 7, 2027 | Class A Common Stock | 17,053 | 17,053 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Class A Common Stock ("Class A Common Stock") of Laureate Education, Inc. (the "Company"). On each vesting date, the reporting person will be issued a corresponding number of shares of Class A Common Stock. Subject to the reporting person's continued employment with the Company, these RSUs will vest in three equal annual installments beginning December 31, 2017.
- F2Subject to the reporting person's continued employment with the Company, these options will become exercisable in three equal annual installments beginning on December 31, 2017.