SEC Form 4 · accession 0001104659-17-051853
LAUREATE EDUCATION, INC. · LAUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Enderson Guimaraes
Officer — See Remarks
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 10, 2017 | C | 47,578 | $0.00 | A | 47,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Aug 10, 2017 | C | 47,578 | D | — | — | Class A Common | 47,578 | 0 | D |
Explanation of responses
- F1Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.
Remarks
As previously reported on Form 8-K filed with the U.S. Securties and Exchange Commission (the "SEC") on March 28, 2017, the reporting person's employment as President and Chief Operating Officer of Laureate Education, Inc. (the "Company") terminated effective March 23, 2017.