SEC Form 5 · accession 0001250842-18-000001
SINCLAIR BROADCAST GROUP INC · SBGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Duncan Smith
Officer — Secretary · Director · 10% Owner
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Sep 20, 2017 | G | 500,000 | $0.00 | D | 6,436,312 | D | |
| Class B Common StockF4 | Sep 20, 2017 | A | 500,000 | $0.00 | A | 500,000 | I | By Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift to Trust f/b/o Reporting Person's children.
- F2The Reporting Person also directly owns (i) 185 shares of Class A Common Stock, and (ii)9556.644174 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns 137,154 shares of Class B Common Stock divided equally among three irrevocable trusts each for the benefit of a child of the Reporting Person of which the Reporting Person is a co-trustee.
- F3Acquired by gift from Reporting Person.
- F4The Reporting Person has the right to substitute the corpus of the trust.