SEC Form 4 · accession 0001250842-17-000003
SINCLAIR BROADCAST GROUP INC · SBGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Smith
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jan 15, 2016
Accepted (ET)
Jan 18, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 15, 2016 | P | 2,500 | $29.6588 | A | 89,520 | I | Trustee of Trust f/b/o Blake Edwards Cunningham Smith |
| Class A Common StockF3,F2 | Jan 15, 2016 | P | 2,500 | $29.6404 | A | 89,550 | I | Trustee of Trust f/b/o Jacqueline Beth Sinclair Smith |
| Class A Common StockF4,F2 | Jan 15, 2016 | P | 2,500 | $29.6376 | A | 89,550 | I | Trustee of Trust f/b/o Devon Bianca Smith |
| Class A Common StockF5,F2 | Jan 15, 2016 | P | 2,500 | $29.5748 | A | 89,540 | I | Trustee of Trust f/b/o Matthew Julian Sinclair Smith |
| Class A Common StockF6,F2 | Jan 15, 2016 | P | 2,500 | $29.46 | A | 161,353 | I | Sole voting member of limited liability company |
| Class A Common StockF7,F2,F8 | Jan 15, 2016 | P | 4,000 | $29.584 | A | 354,000 | I | f/b/o David D. Smith Family Foundation, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase price is a weighted average for the purchase reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The range of prices for the purchase was $29.65-$29.66.
- F2The Reporting Person also directly owns 7,211,072.227 shares of Class B Common Stock and 10,307.252297 shares of Class A Common Stock held in a 401(k) Plan.
- F3The purchase price is a weighted average for the purchase reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The range of prices for the purchase was $29.61-$29.66.
- F4The purchase price is a weighted average for the purchase reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The range of prices for the purchase was $29.63-$29.67.
- F5The purchase price is a weighted average for the purchase reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The range of prices for the purchase was $29.51-$29.61.
- F6The purchase price is a weighted average for the purchase reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The range of prices for the purchase was $29.40-$29.49.
- F7The purchase price is a weighted average for the purchase reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The range of prices for the purchase was $29.53-$29.60.
- F8Purchased for David D. Smith Family Foundation, Inc., which Reporting Person controls, but does not derive any benefit.