SEC Form 4 · accession 0001246360-17-002592
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee K Boothby
Officer — President and CEO · Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2,F3 | Aug 15, 2017 | M | 12,232 | $0.00 | A | 338,674 | D | |
| common stockF2,F3 | Aug 15, 2017 | M | 16,955 | $0.00 | A | 355,629 | D | |
| common stockF2,F3 | Aug 15, 2017 | M | 12,670 | $0.00 | A | 368,299 | D | |
| common stockF3 | Aug 15, 2017 | D | 41,857 | $25.415 | D | 326,442 | D | |
| common stock | Aug 15, 2017 | F | 35,120 | $25.415 | D | 291,322 | D | |
| common stock | holding | — | — | — | 4,485 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF2 | $0.00 | Aug 15, 2017 | M | 12,232 | D | Aug 15, 2015 | Feb 15, 2018 | common stock | 12,232 | 12,233 | D |
| Phantom Stock UnitF2 | $0.00 | Aug 15, 2017 | M | 16,955 | D | Aug 15, 2016 | Feb 15, 2019 | common stock | 16,955 | 33,910 | D |
| Phantom Stock UnitF2 | $0.00 | Aug 15, 2017 | M | 12,670 | D | Aug 15, 2017 | Feb 15, 2020 | common stock | 12,670 | 38,010 | D |
Explanation of responses
- F1The amount of securities beneficially owned following reporting transactions (column 5) includes 395 shares of common stock acquired by the reporting person on June 30, 2017 pursuant to the Newfield Exploration Company Employee Stock Purchase Plan.
- F2Each cash-settled restricted stock unit subject to this award is the economic equivalent of one share of the issuer's common stock and may be settled solely in cash.
- F3These transactions reflect the conversion of cash-settled restricted stock units into cash (i.e., the deemed acquisition and simultaneous disposition of the underlying shares of stock).