SEC Form 4 · accession 0001246360-17-000506
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee K Boothby
Officer — President and CEO · Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Feb 7, 2017 | A | 50,680 | $0.00 | A | 272,553 | D | |
| common stock | holding | — | — | — | 4,485 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF2 | — | Feb 7, 2017 | A | 50,680 | A | — | — | common stock | 50,680 | 50,680 | D |
| Restricted Stock UnitF3 | — | Feb 7, 2017 | A | 101,360 | A | — | — | common stock | 101,360 | 101,360 | D |
Explanation of responses
- F1The shares subject to this award will vest in four equal installments on August 15, 2017, 2018 and 2019 and February 15, 2020.
- F2Cash-settled Phantom Stock Units vest in four equal installments on August 15, 2017, 2018 and 2019 and February 15, 2020. Each share of Phantom Stock is the economic equivalent of one share of Company common stock.
- F3The shares subject to this award have the possibility of vesting on January 15, 2020, but will only vest if certain total shareholder return criteria are met.