SEC Form 4 · accession 0001246360-17-000438
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George T Dunn
Officer — Sr VP - Development
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Feb 1, 2017 | M | 3,000 | $0.00 | A | 136,816 | D | |
| common stockF2 | Feb 1, 2017 | D | 3,000 | $39.905 | D | 133,816 | D | |
| common stockF3 | Feb 1, 2017 | F | 2,620 | $39.905 | D | 131,196 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | $0.00 | Feb 1, 2017 | M | 3,000 | D | Aug 15, 2014 | Feb 1, 2017 | common stock | 3,000 | 0 | D |
Explanation of responses
- F1Each cash-settled restricted stock unit subject to this award is the economic equivalent of one share of the issuer's common stock and may be settled solely in cash.
- F2Transaction reflects the conversion of cash-settled restricted stock units into cash.
- F3The amount of securities beneficially owned following reported transactions (column 5) includes 328 shares of common stock acquired by the reporting person on June 30, 2016 pursuant to the Newfield Exploration Company Employee Stock Purchase Plan.