SEC Form 4 · accession 0001246360-17-000433
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee K Boothby
Officer — President and CEO · Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Feb 1, 2017 | M | 9,808 | $0.00 | A | 239,970 | D | |
| common stockF2 | Feb 1, 2017 | D | 9,808 | $39.905 | D | 230,162 | D | |
| common stock | Feb 1, 2017 | F | 8,289 | $39.905 | D | 221,873 | D | |
| common stock | holding | — | — | — | 4,485 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | $0.00 | Feb 1, 2017 | M | 9,808 | D | Aug 15, 2014 | Feb 1, 2017 | common stock | 9,808 | 0 | D |
Explanation of responses
- F1Each cash-settled restricted stock unit subject to this award is the economic equivalent of one share of the issuer's common stock and may be settled solely in cash.
- F2Transaction reflects the conversion of cash-settled restricted stock units into cash.