SEC Form 4 · accession 0001246360-16-006542
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee K Boothby
Officer — President and CEO · Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Aug 15, 2016 | M | 12,233 | $0.00 | A | 310,829 | D | |
| common stockF1 | Aug 15, 2016 | M | 16,955 | $0.00 | A | 327,784 | D | |
| common stockF1 | Aug 15, 2016 | M | 9,807 | $0.00 | A | 337,591 | D | |
| common stock | Aug 15, 2016 | F | 32,720 | $47.085 | D | 304,871 | D | |
| common stockF2 | Aug 15, 2016 | D | 38,995 | $47.085 | D | 265,876 | D | |
| common stock | holding | — | — | — | 4,485 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2016 | M | 16,955 | D | Aug 15, 2016 | Feb 15, 2019 | common stock | 16,955 | 50,865 | D |
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2016 | M | 12,233 | D | Aug 15, 2015 | Feb 15, 2018 | common stock | 12,233 | 24,465 | D |
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2016 | M | 9,807 | D | Aug 15, 2014 | Feb 1, 2017 | common stock | 9,807 | 9,808 | D |
Explanation of responses
- F1Each cash-settled restricted stock unit subject to this award is the economic equivalent of one share of the issuer's common stock and may be settled solely in cash.
- F2Transaction reflects the conversion of cash-settled restricted stock units into cash.