SEC Form 4 · accession 0001246360-16-006541
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence S Massaro
Officer — EVP & Chief Financial Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Aug 15, 2016 | M | 4,000 | $0.00 | A | 174,387 | D | |
| common stockF1 | Aug 15, 2016 | M | 4,800 | $0.00 | A | 179,187 | D | |
| common stockF1 | Aug 15, 2016 | M | 9,015 | $0.00 | A | 188,202 | D | |
| common stockF2 | Aug 15, 2016 | D | 17,815 | $47.085 | D | 170,387 | D | |
| common stock | Aug 15, 2016 | F | 14,948 | $47.085 | D | 155,439 | D | |
| common stock | holding | — | — | — | 5,884 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2016 | M | 4,000 | D | Aug 15, 2014 | Feb 1, 2017 | common stock | 4,000 | 4,000 | D |
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2016 | M | 4,800 | D | Aug 15, 2015 | Feb 15, 2018 | common stock | 4,800 | 9,600 | D |
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2016 | M | 9,015 | D | Aug 15, 2016 | Feb 15, 2019 | common stock | 9,015 | 27,045 | D |
Explanation of responses
- F1Each cash-settled restricted stock unit subject to this award is the economic equivalent of one share of the issuer's common stock and may be settled solely in cash.
- F2Transaction reflects the conversion of cash-settled restricted stock units into cash.