SEC Form 4 · accession 0001246360-16-004435
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee K Boothby
Officer — President and CEO · Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | holding | — | — | — | 172,049 | D | ||
| common stock | holding | — | — | — | 4,485 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 10, 2016 | A | 135,635 | A | Jan 15, 2019 | Jan 15, 2019 | common stock | 135,635 | 135,635 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 10, 2016 | A | 67,820 | A | Aug 15, 2016 | Feb 15, 2019 | common stock | 67,820 | 67,820 | D |
| Phantom Stock UnitF3 | $0.00 | Feb 10, 2016 | A | 67,820 | A | Aug 15, 2016 | Feb 15, 2019 | common stock | 67,820 | 67,820 | D |
Explanation of responses
- F1The shares subject to this award have the possibility of vesting on January 15, 2019, but will only vest if certain total shareholder return criteria are met.
- F2The shares subject to this award will vest in four equal installments on August 15, 2016, 2017 and 2018 and February 15, 2019.
- F3Cash-Settled Phantom Stock Units vest in four equal installments on August 15, 2016, 2017 and 2018 and February 15, 2019. Each share of Phantom Stock is the economic equivalent of one share of Company common stock.