SEC Form 4 · accession 0001246360-15-002954
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Valerie A Mitchell
Officer — VP-Mid-Continent
Period of report
Aug 15, 2015
Accepted (ET)
Aug 18, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 15, 2015 | M | 2,362 | $0.00 | A | 3,629 | D | |
| common stock | Aug 15, 2015 | M | 3,200 | $0.00 | A | 6,829 | D | |
| common stock | Aug 15, 2015 | M | 3,056 | $0.00 | A | 9,885 | D | |
| common stock | Aug 15, 2015 | M | 1,625 | $0.00 | A | 11,510 | D | |
| common stockF2 | Aug 15, 2015 | F | 3,342 | $35.955 | D | 8,168 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Aug 15, 2015 | M | 2,362 | D | Aug 15, 2013 | Feb 1, 2016 | common stock | 2,362 | 2,363 | D |
| Restricted Stock Unit | $0.00 | Aug 15, 2015 | M | 3,200 | D | Aug 15, 2014 | Aug 15, 2016 | common stock | 3,200 | 3,200 | D |
| Restricted Stock Unit | $0.00 | Aug 15, 2015 | M | 3,056 | D | Aug 15, 2015 | Feb 15, 2018 | common stock | 3,056 | 9,169 | D |
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2015 | M | 3,056 | D | Aug 15, 2015 | Feb 15, 2018 | common stock | 3,056 | 9,169 | D |
| Restricted Stock Unit | $0.00 | Aug 15, 2015 | M | 1,625 | D | Aug 15, 2012 | Aug 15, 2015 | common stock | 1,625 | 0 | D |
Explanation of responses
- F1Each share of phantom stock was the economic equivalent of one share of Newfield common stock. The reporting person settled these shares of phantom stock for cash.
- F2Includes 541 shares of common stock acquired by the reporting person on June 30, 2015 pursuant to the Newfield Exploration Company Employee Stock Purchase Plan.