SEC Form 4 · accession 0001246360-15-002953
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence S Massaro
Officer — EVP & Chief Financial Officer
Period of report
Aug 15, 2015
Accepted (ET)
Aug 18, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 15, 2015 | M | 3,100 | $0.00 | A | 36,070 | D | |
| common stock | Aug 15, 2015 | M | 4,800 | $0.00 | A | 40,870 | D | |
| common stock | Aug 15, 2015 | M | 6,000 | $0.00 | A | 46,870 | D | |
| common stock | Aug 15, 2015 | M | 4,000 | $0.00 | A | 50,870 | D | |
| common stock | Aug 15, 2015 | F | 7,511 | $35.955 | D | 43,359 | D | |
| common stock | holding | — | — | — | 4,776 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Aug 15, 2015 | M | 3,100 | D | Aug 15, 2012 | Aug 15, 2015 | common stock | 3,100 | 0 | D |
| Restricted Stock Unit | $0.00 | Aug 15, 2015 | M | 4,800 | D | Aug 15, 2015 | Feb 15, 2018 | common stock | 4,800 | 14,400 | D |
| Restricted Stock Unit | $0.00 | Aug 15, 2015 | M | 6,000 | D | Aug 15, 2013 | Feb 15, 2016 | common stock | 6,000 | 6,000 | D |
| Restricted Stock Unit | $0.00 | Aug 15, 2015 | M | 4,000 | D | Aug 15, 2014 | Feb 1, 2017 | common stock | 4,000 | 8,000 | D |
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2015 | M | 4,000 | D | Aug 15, 2014 | Feb 1, 2017 | common stock | 4,000 | 8,000 | D |
| Phantom Stock UnitF1 | $0.00 | Aug 15, 2015 | M | 4,800 | D | Aug 15, 2015 | Feb 15, 2018 | common stock | 4,800 | 14,400 | D |
Explanation of responses
- F1Each share of phantom stock was the economic equivalent of one share of Newfield common stock. The reporting person settled these shares of phantom stock for cash.