SEC Form 4 · accession 0001246360-15-000826
NEWFIELD EXPLORATION CO /DE/ · NFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence S Massaro
Officer — EVP & Chief Financial Officer
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | holding | — | — | — | 3,980 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 11, 2015 | A | 54,210 | A | Apr 15, 2017 | Jan 15, 2018 | common stock | 54,210 | 54,210 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 11, 2015 | A | 19,200 | A | Aug 15, 2015 | Feb 15, 2018 | common stock | 19,200 | 19,200 | D |
| Phantom Stock UnitF3 | $0.00 | Feb 11, 2015 | A | 19,200 | A | Aug 15, 2015 | Feb 15, 2018 | common stock | 19,200 | 19,200 | D |
Explanation of responses
- F1The shares subject to this award have the possibility of vesting on April 15, 2017, July 15, 2017, October 15, 2017 and January 15, 2018, and will only vest if certain performance criteria are met.
- F2The shares subject to this award will vest in four equal installments on August 15, 2015, 2016 and 2017 and on February 15, 2018.
- F3Cash-Settled Phantom Stock Units were granted on February 11, 2015 and vest in four equal installments on August 15, 2015, 2016 and 2017 and on February 15, 2018. Each share of Phantom Stock is the economic equivalent of one share of the Companys common stock.