SEC Form 4/A · accession 0000912728-18-000089
FORWARD AIR CORP · FWRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Joseph Morris
Officer — CFO, Senior VP and Treasurer
Period of report
Feb 5, 2018
Accepted (ET)
Jun 14, 2018 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2018 | A | 2,825 | $0.00 | A | 11,923 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $58.40 | Feb 5, 2018 | A | 5,303 | A | — | Feb 5, 2025 | Common Stock | 5,303 | 5,303 | D |
Explanation of responses
- F1Award of time-vesting restricted stock under the Forward Air Corporation 2016 Omnibus Incentive Compensation Plan in a transaction exempt from Section 16(b)under Rule 16b-3. The stock vests equally in one-third increments over three years commencing 2/5/19 and fully vesting on 2/5/21.
- F2This option vests 33-1/3% each year over a three year period commencing on 2/5/19.
Remarks
The original Form 4 filed on February 7, 2018, inadvertently disclosed the incorrect number of stock options awarded to Mr. Morris. This purpose of this amendment is to reflect to correct number of stock options awarded.