SEC Form 4 · accession 0000912728-16-000323
FORWARD AIR CORP · FWRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris C Ruble
Officer — President - Expedited Services
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | M | 4,000 | $28.61 | A | 22,742 | D | |
| Common Stock | Nov 28, 2016 | S | 4,000 | $48.75 | D | 18,742 | D | |
| Common Stock | holding | — | — | — | 29 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $28.61 | Nov 28, 2016 | M | 4,000 | D | — | Feb 11, 2018 | Common Stock | 4,000 | 1,435 | D |
Explanation of responses
- F1This option vests 33-1/3% each year over a three year period commencing on 2/11/11.