SEC Form 4 · accession 0001209191-18-019288
URBAN OUTFITTERS INC · URBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Calvin Hollinger
Officer — Chief Operating Officer
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 9, 2018 | S | 17,218 | $35.25 | D | 0 | D | |
| Common Shares | Mar 9, 2018 | M | 3,475 | $32.80 | A | 3,475 | D | |
| Common SharesF1 | Mar 9, 2018 | D | 3,215 | $35.46 | D | 260 | D | |
| Common SharesF2 | Mar 9, 2018 | F | 81 | $35.46 | D | 179 | D | |
| Common Shares | Mar 12, 2018 | S | 3 | $35.21 | D | 176 | D | |
| Common Shares | Mar 12, 2018 | S | 176 | $35.20 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $32.80 | Mar 9, 2018 | M | 3,475 | D | Sep 8, 2015 | Sep 7, 2018 | Common Shares | 3,475 | 0 | D |
Explanation of responses
- F1Reflects the number of common shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right ("SAR").
- F2Reflects the number of common shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled SAR.
- F3The SAR became fully vested on September 8, 2015.