SEC Form 4 · accession 0001209191-18-019282
URBAN OUTFITTERS INC · URBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Conforti
Officer — Chief Financial Officer
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 9, 2018 | S | 13,788 | $35.40 | D | 0 | D | |
| Common Shares | Mar 9, 2018 | M | 50,000 | $28.10 | A | 50,000 | D | |
| Common SharesF2 | Mar 9, 2018 | D | 39,159 | $35.88 | D | 10,841 | D | |
| Common SharesF3 | Mar 9, 2018 | F | 3,957 | $35.88 | D | 6,884 | D | |
| Common Shares | Mar 9, 2018 | M | 5,200 | $32.80 | A | 12,084 | D | |
| Common SharesF2 | Mar 9, 2018 | D | 4,810 | $35.46 | D | 7,274 | D | |
| Common SharesF3 | Mar 9, 2018 | F | 121 | $35.46 | D | 7,153 | D | |
| Common SharesF4 | Mar 13, 2018 | S | 7,153 | $35.02 | D | 0 | D | |
| Common SharesF5 | holding | — | — | — | 634 | I | By Profit Sharing Fund (401(k) Plan) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF6 | $32.80 | Mar 9, 2018 | M | 5,200 | D | Sep 8, 2015 | Sep 7, 2018 | Common Shares | 5,200 | 0 | D |
| Stock Appreication RightF7 | $28.10 | Mar 9, 2018 | M | 50,000 | D | May 22, 2017 | May 21, 2020 | Common Shares | 50,000 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The price actually received ranged from $35.29 to $35.50. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2Reflects the number of common shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right ("SAR").
- F3Reflects the number of common shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled SAR.
- F4The price in Column 4 is a weighted average price. The price actually received ranged from $35.00 to $35.04. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F5This information is based on a plan statement dated as of March 12, 2018.
- F6The SAR became fully vested on September 8, 2015.
- F7This SAR became fully exercisable on May 22, 2017.